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Miriam Lefkowitz, Esq.

Securities Attorney & Compliance Counselor

DISCLAIMER

The information provided on this Blog is not intended nor does it create an attorney client relationship. The information provided is for informational purposes only.

About Miriam Lefkowitz, Esq.

Miriam Lefkowitz, Esq.: Miriam Lefkowitz is an attorney licensed to practice law in New York, Florida and Washington D.C. She is the founder of Miriam Lefkowitz Consulting, LLC - which focuses on providing broker dealers and RIAs with compliance and legal advice. Miriam is a former SEC Enforcement Attorney and has provided representation to financial institutions and individuals in regulatory enforcement matters and FINRA Dispute Resolution. Miriam has worked both in-house and in private practice. She is a frequent speaker for industry organizations and has been published in industry related periodicals.

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